Compliance Question of the Week

We have several IRA accounts that were opened 10 or more years ago. Our statements are being returned, and our members have not contacted us. At what point do these become dormant and get sent to the state?

Compliance Question of the Week

We have several IRA accounts that were opened 10 or more years ago for which our statements are being returned, and our members have not contacted us. At what point do these become dormant and get sent to the state?

Compliance Question of the Week

A member died some months ago. None of his accounts, including the safe deposit box, shows any beneficiary or joint owners. Nobody has come in claiming to be the personal representative. What should we do with the safe deposit box?