Merkley Asks SEC to Investigate Wells Fargo Following Senate Inquiry

The Oregon Senator was joined by Sen. Elizabeth Warren and Sen. Robert Menendez in writing to the Securities and Exchange Commission to find out if the bank misled investors or violated whistleblower protections.

Legal Briefs

Your weekly update on the regulatory landscape.

National News: CUNA Backs SEC’s Swap Clearing Exemption

The Securities and Exchange Commission’s (SEC) proposal to exempt credit unions with under $10 billion in assets from mandatory securities-based swaps clearing requirements has the backing of the Credit Union National Association (CUNA), but CUNA would like it to go even further.

Legal Briefs August 2, 2010

Your update of the regulatory landscape.