Compliance Center: DOL Releases Final Fiduciary Rule Amendments

The Department of Labor (DOL) recently released the Final Rule defining the circumstances in which a person who provides investment advice in connection with a retirement plan or individual retirement arrangement (IRA) acts as a fiduciary under the Employee Income Security Act (ERISA).

CFPB Releases Four Guides on Managing Someone Else’s Money

The Consumer Financial Protection Bureau (CFPB) just released four guides to help financial caregivers understand their role as a fiduciary.

Compliance Question of the Week – January 17th 2012

What is a VA fiduciary account, and how would I title one?