Compliance Council
Session 1 AgendaBack to Compliance Council Register Now
Please join us for our first Compliance Networking Council for 2022. We will cover Compliance exam focuses for the year and hear from you on what you have been seeing in your exams. Our sponsor, law firm Farleigh Wada Witt, will provide a brief legal update and be available for a Q&A, and NWCUA staff will provide updates on legal advocacy and compliance.
DATE & TIME | DESCRIPTION |
---|---|
Thurs, March 10 | |
9:30 - 9:35 a.m. PST 10:30 - 10:35 a.m. MST | Welcome David Curtis | Director, Compliance Services, NWCUA |
9:35 - 10 a.m. PST 10:35 - 11 a.m. MST | 2022 Examination Focuses David Curtis | Director, Compliance Services, NWCUA |
10 - 10:30 a.m. PST 11 - 11:30 a.m. MST | Update and Q&A with Farleigh Wada Witt Hal Scoggins | Shareholder, FWW |
10:30 - 10:40 a.m. PST 11:30 - 11:40 a.m. MST | Break |
10:40 - 11:30 a.m. PST 11:40 a.m. - 12:30 p.m. MST | Hot Button Items and Breaking Developments David Curtis | Director, Compliance Services, NWCUA Will Hall | Director, Legal Advocacy, NWCUA |
11:30 - 11:35 a.m. PST 12:30 - 12:35 p.m. MST | Wrap-Up & Session Adjourns David Curtis | Director, Compliance Services, NWCUA |